: a mercantile association holding by government charter exclusive trading rights with specified lands and combining freedom for the individual to trade on his own capital with regulations limiting trade in order to keep up prices.
Also, what does regulated mean?
1a : to govern or direct according to rule. b(1) : to bring under the control of law or constituted authority. (2) : to make regulations for or concerning regulate the industries of a country. 2 : to bring order, method, or uniformity to regulate one’s habits.
Beside above, are funds regulated entities?
Fund companies can also offer ETFs, and other vehicles called separate accounts and CITs. In the U.S., most fund companies are registered and regulated by the Securities and Exchange Commission under the Investment Company Act of 1940.
Is a regulated company?
In terms of section 118(1) of the Companies Act read with regulation 91 of the Companies Regulations, 2011 (Regulations), a “regulated company” is any public company or state-owned company, as well as private companies where more than 10% of the securities in that company were transferred in the past 24 months amongst …
What type of word is regulated?
verb (used with object), reg·u·lat·ed, reg·u·lat·ing. to control or direct by a rule, principle, method, etc.: to regulate household expenses. to adjust to some standard or requirement, as amount, degree, etc.: to regulate the temperature.
What are the rules and regulation?
Rules can be described as the guidelines or instructions of doing something correctly. these are the principles that govern the conduct or behavior or a person in an organization or country. On the other hand, regulations refer to the directives or statute enforced by law, in a particular country.
What is a synonym for regulated?
In this page you can discover 60 synonyms, antonyms, idiomatic expressions, and related words for regulate, like: control, direct, improve, govern, systematize, fix, disorganize, rule, monitor, arrange and set.
Who regulates nondepository institutions?
There are a vast number of agencies assigned to regulate and oversee financial institutions and financial markets, including the Federal Reserve Board (FRB), the Federal Deposit Insurance Corporation (FDIC), and the Securities and Exchange Commission (SEC).
Who regulates public?
The SEC is the top regulatory agency responsible for overseeing the securities industry. It registers new securities and handles all the filings that public companies must make, such as annual and quarterly reports.
Why do we need financial regulation?
Successful financial regulation prevents market failure, promotes macroeconomic stability, protects investors, and mitigates the effects of financial failures on the real economy. Financial regulation can also be used to improve market transparency and to protect investors.